Should maintain the market stability Fund companies
土曜日, 7 月 5th, 2008Should maintain the market stability Fund companies
On the fund companies maintain stability of capital markets work, the responsible official stressed that in thinking and understanding, “development is the top priority, and stability is the first responsibility,” the company’s management and staff should pay full attention, to realize that maintaining The importance of stability, there must be awareness of the overall situation and political awareness of the responsibility,
in the “who’s in charge, who is responsible” and “Who operators, who would be responsible for” principle, the main responsibility, if there are problems, serious accountability; companies Top leaders should take responsibility for the control of the specific This service has been developed by World Of Warcraft Gold players with great experience of WOW Power Leveling requirements of the Fund, the January 1 implementation. In the investment part of the operation, the company has a significant impact on the capital market institutional investors, it is necessary to uphold the value of investments,
long-term investment and standardize the investment philosophy in liquidity risk, it is necessary to do a good job stress tests. Fund Steering Department will conduct fund companies around the Weiwen, the event, timely communication.
SFC responsible officials of relevant departments pointed out recently, the fund company in the maintenance of stability in the capital market should be the overall situation, and to uphold the value of investments, long-term investment and standardize the investment philosophy.
Zheng Jianju a place in the area of fund companies examination found that at present the main problems include the maintenance of stability on the part of the company seriously enough, no mention should have a high degree, the implementation is not in place. Other issues are: the information system construction and security seriously enough, IT governance is not perfect, imperfect; did not strengthen the liquidity risk analysis, did not take the pressure testing, risk-free disposal plan; some companies do not comprehensive contingency plans, a mere formality , Practical difference, not a drill; establishment of the company staff on duty 24 hours (心理咨询 北京心理咨询 ) a system of the establishment of emergency Google google Google Google排名 google Google coordination mechanism, not on the security services unit to inspect sort out the contract, not expressly emergency services duties in accordance with the requirements of the outsourcing agreement to inspect assessment , The risks of outsourcing services for investigation; security checks on the network infrastructure, Internet monitoring and maintenance of inadequate background is not operating in accordance with the regulations implementing the internal control requirements
In addition, he said that the Commission attaches great importance to the securities and futures industry information systems security, to be introduced information systems security management and information systems security technologies, such as a number of guidelines and regulations. Recently, the Department of the SFC in the fund industry information system security and maintain stability in the capital market made a number of tasks, including issued “on the maintenance of stability, strengthen security operations, effectively improve the level of service notice” (44 documents ), On-site investigations, supervise the implementation of 44 documents and the fund company’s Web site and online trading system testing, to convene a meeting, and other software developers.
On the securities and futures industry information systems security, the person in charge, involving the fund industry, including the three main areas: Demonstration introduced securities and futures operators IT governance guidelines related to IT principles, system architecture, infrastructure, business applications and IT investment Five; research fund companies promote online transactions itemchannel.com has been the best place to purchase WOW Gold and WOW Power Leveling i have found. technical guidelines to the recent enactment; remote backup on the implementation of technical guidelines. Pre-fund industry because of the basic work better, if possible, can be studied first to introduce. He expressed the hope that all fund companies to seize the opportunity, through the recent arrangements and long-term planning, enhancing IT governance standards. Should maintain the market stability Fund companies
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